LOLA (Application prior to Submissions through Lodge and Launch Online Submission System under the Lodge and Launch Framework)
Exemption or variation from requirements under the guidelines on provisions other than form and content in relation to any lodgement/submission to the Commission
Exemption or variation from requirements under the guidelines on form and content in relation to any lodgement/submisssions to the Commission
Other applications as specified by the Commission under subsection 212(7) of the Capital Markets and Services Act 2007
Non-LOLA (Submissions other than through Lodge and Launch Online Submission System under the Lodge and Launch Framework)
Registration of prospectus (including abridged prospectus, supplementary or replacement prospectus, base prospectus, supplementary or replacement base prospectus)
Exemption or variation from requirements under the Prospectus Guidelines
Deposit of information memorandum
Issue of ringgit-denominated debentures and sukuk (nominal value of securities to be issued is less than RM50 million)
Issue of ringgit-denominated debentures and sukuk (nominal value of securities to be issued is RM50 million to less than RM100 million)
Issue of ringgit-denominated debentures and sukuk (nominal value of securities to be issued is RM100 million and more)
Issue of ringgit-denominated debentures and sukuk that are non-tradable and non-transferable on a private placement basis (nominal value of securities to be issued is less than RM1 billion)
Issue of ringgit-denominated debentures and sukuk that are non-tradable and non-transferable on a private placement basis (nominal value of securities to be issued is RM1 billion and more)
Issue of foreign currency denominated debentures and sukuk
Extension of time (per application)
Revision of terms (per application)
Exemption or variation from requirements under the guidelines on form and content in relation to submission to the Commission
Exemption or variation from requirements under the guidelines on provisions other than form and content in relation to submission to the Commission
Lodgement of trust deed
Other applications as specified by the Commission under subsection 212(7) of the Capital Markets and Services Act 2007
Notification of an offering of debentures or sukuk under the Seasoned Bonds framework for the initial 12 month period ("Initial Notification")
Notification of each subsequent offering of debentures or sukuk under the Seasoned Bonds framework after the Initial Notification
Deposit of disclosure document
Lodgement of product highlights sheet (initial lodgement)
Lodgement of product highlights sheet (replacement)
Acquisition or restructuring scheme resulting in significant change in business direction
Clearance of circular
Preliminary Application Pack
Proposal
Registration of prospectus
Amalgamation of two or more listed corporations
Clearance of circular
Proposal
Business Trust
Exemption or variation from requirements under the guidelines on provisions other than form and content under subitem (a) (Relief)
Acquisition or disposal of assets which results in a significant change in business direction or policy
Application in respect of online activities, application for early lifting of moratorium, and other applications as specified by the Commission under subsection 212(7)
Approval for the listing
Authorisation or recognition of unlisted business trust
Clearance of circular
Exemption or variation from requirements under the guidelines (Relief)
Extension of time
Lodgement of documents
Other listing and quotation of units
Registration of prospectus
Registration of supplementary or replacement prospectus
Registration or recognition of business trust
Secondary listing
Submission of a revised proposal or application to revise an approved proposal
Submission of supplementary deed
Initial public offering
Preliminary Application Pack
Proposal
Registration of prospectus
Others
Admission as approved corporate finance adviser
Clearance of circular or introductory document
Deposit of information memorandum
Exemption or variation from requirements under the guidelines on form and content in relation to submission to the Commission (Relief)
Exemption or variation from requirements under the guidelines on provisions other than form and content in relation to submission to the Commission (Relief)
Extension of time
Listing of unlisted public company on an exchange outside Malaysia
Other applications under subsections 212(4) and (5) and as specified by the Commission under subsection 212(7)
Recognition as qualified person
Registration of abridged prospectus
Registration of base prospectus
Registration of supplementary/ replacement base prospectus
Registration of supplementary/ replacement prospectus
Request for the Commissions determination on whether a proposal is considered an acquisition resulting in a significant change in business direction or policy of the corporation
Revised proposal or application to revise an approved proposal
Exemption or variation from requirements under the guidelines on form and content in relation to any deposit/lodgement to the Commission
Lodgement of product highlights sheet
Lodgement of replacement product highlights sheet
Lodgement of supplementary product highlights sheet
Structured products
Exemption or variation from requirements under the guidelines on form and content in relation to any lodgement/submission to the Commission
Exemption or variation from requirements under the guidelines on provisions other than form and content in relation to any lodgement/submission to the Commission
Structured warrants
Registration of base prospectus
Registration of supplementary base prospectus
Registration of term sheets
Exemption or variation from requirements under the guidelines
Registration of replacement base prospectus
Registration of replacement or supplementary term sheets
Authorisation of additional funds under an approved private retirement scheme (per fund)
Registration of disclosure document
Registration of supplementary disclosure document
Registration of replacement disclosure document
Registration of deed
Registration of supplementary deed
Exemption or variation from guidelines (per exemption or variation, per fund)
Extension of time (per application, per fund)
Application in relation to one or any combination of parts of the Guidelines on Online Transactions and Activities in relation to Unit Trusts (per application)
Lodgment of documents (per document)
Appointment of adviser (per fund)
Lodgement of documents (per document) - product highlight sheet
Lodgement of documents (per document) - annual report of a fund
Unit trust fund, ETF, REIT and foreign fund
Application in relation to one or any combination of parts of the Guidelines on Online Transactions and Activities in relation to Unit Trusts
Lodgement of documents (per document) - annual report of a fund
Lodgement of documents (per document)
Lodgement of product highlights sheet (replacement)
Lodgement of product highlights sheet (initial)
Registration of supplementary deed
Registration of deed
Submission of deed (for listed fund)
Deposit of information memorandum
Registration of supplementary or replacement prospectus
Registration of prospectus for renewal of prospectus
Registration of prospectus
Other applications as specified by the Commission under subsection 212(7) CMSA
Submission of a revised proposal or application to revise an approved proposal
Establishment of unlisted fund (per fund)
Extension of time (per extension, per fund)
Exemption or variation from guidelines on provisions other than form and content in relation to submission to the Commission (per exemption or variation, per fund)
Exemption or variation from guidelines on form and content in relation to submission to the Commission (per exemption or variation, per fund)
Restructuring of management company (not applicable to holders of Capital Markets Services Licenses issued under the CMSA) (per application)
Appointment of fund management delegate not licensed by the Commission
Secondary listing of foreign listed fund
Recognition of foreign listed fund (excluding real estate investment trust and exchange-traded fund) (per fund)
Recognition of foreign exchange-traded fund (per unlisted fund)
Establishment of exchange-traded fund
Recognition of foreign real estate investment trust (per unlisted fund)
Establishment of real estate investment trust (per fund)